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Form 944 (PR) for Pompano Beach Florida: What You Should Know
Form D: Notice of Sale of Securities. Pursuant to regulation D, section 4(6), and to section 2900 Gateway Drive, Pompano Beach, FL 33069. FormD2-A. Form D-2A, Notification to Purchasers of Securities. Under the Securities Act, you are permitted to include this information on or with your Form D. Registration Form D (Registration No. 4,822) shall accompany all securities sold during the period of time you maintain this registration information. (The date of the initial sale of the securities will be printed on the lower right-hand corner of the Form D. Any subsequent sale may have a different date.) If you are selling a security that has not been previously registered under the Securities Act, you must complete and file this form before you sell the security. (Form D1-E and D-1) — SEC.gov For information about the registration of securities sold under the Securities Act or Regulation D, SEC.gov SEC Form D-1-E and Form DC-1—Registration of Sales of Securities. These forms are designed to make it easier for investors to understand the registration of securities sold under the Securities Act. The information will be on each of these forms before the sale begins. Form D-1 is for first time, private placements without an attorney. This form will be kept by the selling firm if the buyer is an institutional investor. Form DC-1 is for selling the same securities and is required whenever securities that have not previously been registered under the Securities Act are sold. If you are selling a security covered by Regulation D, you must provide this form to your seller. This form must be signed by the buyer and the seller must complete and sign Form DC-1 in its entirety. This form must be submitted electronically when your order is placed. If your selling firm files these forms for you, you may use any of the following: The following link opens a new window with more information about these and other forms that SEC.gov has to offer to the public: (Filer ID Number) — SEC.gov SEC Form 4506(B) — SEC.
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